What is an Independent Firm?

What is an Independent Firm?

Why chose an Independent Financial Advisor?

An INDEPENDENT FINANCIAL ADVISOR represents and works for the CLIENT.

A CAREER ADVISOR represents and works for a COMPANY(s).

At GNZ FINANCIAL, the CLIENT, not the COMPANY, comes first.


What is a Fiduciary?

  1. One who must act for the benefit of another party.
  2. A person appointed to handle another person's finances. A fiduciary holds the assets of another person and is required to act in the best interests of that person; he/she is not allowed to invest for personal profit.

Cite: http://financial-dictionary.thefreedictionary.com/fiduciary

In other words, investment advisor representatives MUST do what is best for their client.  To put anyone else’s needs before the client would be in violation of a Fiduciary’s ethical standard and could result in losing their license

Consequently, when you decide to partner with our firm, our interests are the same….what’s best for you.  This is the value of having a Financial Advisor held to a fiduciary standard.

Greg Zott is an investment adviser representative of, and securities and advisory services are offered through, USA Financial Securities Corp., Member FINRA/SIPC. www.finra.org A Registered Investment Adviser located at 6020 E. Fulton St., Ada, MI 49301. GNZ Financial Services is not affiliated with USA Financial Securities.

Greg Zott is authorized to transact securities related business and investment advisory services only in states where he is properly registered. For investment products and services these states include: AZ; FL; MI. For investment advisory services these states include: AZ; FL; MI; WA. Additionally, clients who are not residents of these states cannot be serviced. This website is not intended to provide investment, legal, or tax advice, nor to effect securities transactions or to render personal advice for compensation.


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